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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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State Securities Regulators to Offer Testimony on Enhancing EnforcementThe North American Securities Administrators Association (NASAA) announced today that Massachusetts Secretary of the Commonwealth William Galvin and Delaware Securities Commissioner James Ropp are scheduled to appear before the House Financial Services Committee in order to offer proposals on enhancing the enforcement of financial crimes. The hearing, ?Federal and State Enforcement of Financial Consumer and Investor Protecti read more

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Full post as published by Jim Hamilton's World of Securities Regulation on March 19, 2009 (boomark / email).

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