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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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DC Circuit Sends SEC Back to the Drawing Board on Fixed Indexed AnnuitiesBy Rodney Tonkovic, Wolters Kluwer Associate Writer-Analyst, and N. Peter RasmussenA D.C. Circuit appellate panel remanded the SEC's fixed index annuity rule, Securities Act Rule 151A, to the Commission for reconsideration. While the court found that the SEC?s interpretation of the term "annuity contract" in its rulemaking was reasonable, it concluded that the agency failed to properly consider the effect of the rule upon e read more

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Full post as published by Jim Hamilton's World of Securities Regulation on July 30, 2009 (boomark / email).

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