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Estate Planning

: Wills, Trusts & Estates Prof Blog

Confusion Surrounding Regulation R

By Trusts EstatesProf

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Regulation R mandates that non-SEC-regulated institutions refer most securities sales to broker-dealers. Not all trust companies are sure they can demonstrate that they?re obeying Regulation R because the Office of the Comptroller of the Currency has not yet issued guidance...

Full post as published by Wills, Trusts & Estates Prof Blog on June 30, 2010 (boomark / email).

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