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Legal News

: International and UK Law

Final censure for broker that failed to act after giving clients bad advice

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Wills & Co, the private client stockbroker, was censured by the City regulator yesterday for failing to improve its sales practices and compliance procedures, even after it was fined and ordered to take action three years ago.

Full post as published by International and UK Law on February 17, 2010 (boomark / email).

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