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: Securities Law Prof Blog

FINRA Warns About Misleading Disclosure in Bond Funds

By Securites Lawprof

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FINRA reportedly has sent letters to broker-dealer affiliates of bond funds that it is getting tough on the use of weighted-average bond ratings that have not been assessed by credit rating agencies and called the practice misleading. The notices may...

Full post as published by Securities Law Prof Blog on April 11, 2010 (boomark / email).

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