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: Securities Law Prof Blog

Ketchum Says Fiduciary Standard for Dealers no earlier than mid-2012

By Securites Lawprof

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FINRA CEO Richard Ketchum predicted that registered representatives would operate under a fiducary standard no earlier than the second half of 2012, because of the need for an implementation process at the SEC. In addition, if FINRA is designated as...

Full post as published by Securities Law Prof Blog on February 01, 2011 (boomark / email).

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